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盡職治理大獎

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資料複製
盡職治理大獎
此獎項是授予行業中永續發展的領導者,他們實踐負責任投資和積極所有權,並將ESG納入其所有權政策和實踐,同時推動對現實世界有積極意義的目標。除了闡明他們與被投資方的合作參與計劃外,他們還優先考慮社會/經濟範圍內的結果,例如解決氣候變化和貪腐問題,而不是單純關注投資組合中所持資產的純粹風險和回報。
The Stewardship Award recognizes sustainability leaders in the industry who embraces Responsible Investing and practice Active Ownership and integrate ESG into their ownership policies and practices while driving positive real-world goals.
Name of firm
Please name a flagship fund that best exemplifies your sustainable investment strategy.
What is the Fund's ISIN Code?

支柱能力1:承諾
Pillar 1: ESG Commitment

1. 貴公司是以下永續計劃的簽署人/會員嗎?
Are you a Signatory/Member of the following sustainable programs?
已選:是的 - 請選擇相關永續計劃
Selected: Yes - Please select relevant sustainable programs.
Please specify.
2. 貴公司目前使用哪個ESG框架作為基準和/或報告?
Which ESG materiality framework are you currently using for benchmarking and/or using for reporting?
Please specify.
3. 在確定 ESG 因素[v] [vi] 的重要性時,該策略是否考慮了以下因素:
When determining the materiality of ESG factors[v] [vi], does the strategy consider the following factors:
Additional Remarks, if any (maximum 200 words)
What other factors does the firm consider material in the materiality framework, and how do you include all the key ESG risks and opportunities for each sector/country?
5. 公司層面的負責任投資政策:我們製定了明確的負責任投資政策來管理我們組織的盡職治理政策[iv]
Firm-level Responsible Investment Policy: Our firm has a clear responsible investment policy set out to govern our organization's stewardship policy [iv]:
Additional Remarks, if any (maximum 200 words)
6. 負責任投資政策披露 [iv]:說明貴公司哪些負責任投資政策是公開的,並提供連結:
Responsible Investment Policy Disclosure [iv]: Indicate which of your responsible investment policy elements are publicly available and provide links:
Additional Remarks, if any (maximum 200 words)
7a. ESG所有權 – 公司層面:誰是最終推動公司負責任投資策略的人?請選擇最接近的答案:
ESG Ownership – Firm-wide: Who is the ultimate person driving responsible investing strategies for the firm? Please select the closest answer:
7b. ESG所有權 – 策略層面:誰是最終推動基金策略負責任投資的人?
ESG Ownership – Strategy-wide: Who is the ultimate person driving responsible investing strategies for individual Fund/Strategy? Please select the closest answer:
Additional Remarks, if any (maximum 250 words)
8. 貴公司的盡職治理政策覆蓋了管理資產的多少百分比?
What percentage of your assets under management does your stewardship policy cover?

資產管理規範覆蓋:
AUM coverage:
Listed equity
Please enter a number from 0 to 100.
Fixed income
Please enter a number from 0 to 100.
Private equity
Please enter a number from 0 to 100.
Real estate
Please enter a number from 0 to 100.
Infrastructure
Please enter a number from 0 to 100.
Hedge funds
Please enter a number from 0 to 100.

支柱能力2:盡職治理及參與
Pillar 2: Stewardship & Engagement

1. 公司層面對積極參與/盡職治理的承諾。請選擇描述您的管理方法的陳述[i] 可選擇多個適用項:
Firm-level Commitment to active engagement/stewardship. Please select the statement(s) that describe your approach to stewardship[i]. You may choose more than one statement where applicable:
Additional remarks, if any (maximum 250 words)
2. 盡職治理行為:已代表投資者開展了盡職治理的行為 [iv], 這些行為包括:
Stewardship Activity: Engagement activities [iv] for equity investees have been undertaken on behalf of investors to put stewardship into effect. These activities include:
Additional remarks, if any (maximum 250 words)
3. 盡職治理範圍 – 監督:我們對被投資對象/潛在被投資對象的監督範圍包括以下內容:
Stewardship Monitoring scope: Our stewardship for investees/potential investees monitoring scopes include the following:
Additional remarks, if any (maximum 250 words)
4. 代理投票:在產品層面,我們有透明的代理投票[iv]政策,這是該特定投資策略所獨有的
Proxy Voting: At the product level, we have transparent proxy voting [iv] policies that are unique to this particular investment strategy:
已選:是
Selected: Yes
已選:在投票反對管理層時,通常會根據以下問題確定優先級:
Selected: When voting against management, the following issues are typically prioritized based on:
已選:我們可能會在某個問題上投票反對管理層,並且當代理投票委員會在某個問題上投票反對管理層時:
Selected: We may vote against management on an issue, and when the Proxy Voting Committee has voted against management on an issue:
Additional remarks, if any (maximum 250 words)
5. 投票披露:請選擇描述貴公司與投票相關的行為說明,可選擇多個適用項
Voting Disclosure: Please select the statements that describe your firm's practices related to voting. You may select more than one statement:
Additional remarks, if any (maximum 250 words)
6. 參與承諾:已代表投資者針對固定收益發行人製定了參與政策 [v],以降低風險並提高回報。這些活動包括:
Engagement Commitment: Engagement policies [v] for fixed income issuers have been undertaken on behalf of investors to mitigate risks and enhance returns. These activities include:
Additional remarks, if any (maximum 250 words)
7. 參與優先級[v]:我們的固定收益參與活動優先級基於以下一項或多項標準:
Engagement Priorities[v]: Our engagement activity priorities for fixed income are based on one or more of the following criteria:
Please elaborate on the fund manager's areas of material concern; they include but are not limited to board governance and pay structure, ownership and control, environmental integrity, just to name a few possible issues. Please describe a showstopper during an engagement activity that resulted in an outcome of investment/divestment decisions?
9. 請描述您為了觸發公司回應的升級策略,以應對參與和溝通長期未能達到預期結果情況。 參與失敗後可能的後續步驟包括:
Please describe your escalation strategy to trigger corporate reaction resulting from a dialogue that does not bring the desired outcome after a certain period. Possible next steps after an unsuccessful engagement can include:
10. 參與團隊:設立了專門的參與團隊[iv] 管理特定公司和參與問題,其中包括下方的計畫:
Engagement/Stewardship Team: A dedicated engagement team [iv] is set up to flag specific companies and issues for engagement which includes the undertakings below:
Additional remarks, if any (maximum 250 words)
11. 參與頻率:在過去一年中,我們與被投資對象/潛在被投資對象就上述重大[ii]問題進行了接觸:請包括集體參與和單獨進行的參與。
Engagement frequency: Teamwide over the last 1 year, we have engaged with issuers/potential issuers on the material[ii] issues selected above: Please include both collective engagement and engagement conducted on your own.
Additional remarks, if any (maximum 250 words)
12. 參與披露:您是否向投資人披露了您的主要參與活動及其結果?
Engagement Disclosure: Do you disclose your key engagement activities, along with the outcomes, to investors?
Additional remarks, if any (maximum 250 words)

推薦的附檔 (Recommended attachments)

- 負責任的投資政策 (Responsible investing policies)
- 盡職治理政策 (Stewardship policies)
- 代理投票政策 (Proxy voting policies)
- 旗艦基金的基金月報 (Factsheet for the flagship fund)
Drop files here or
Max. file size: 50 MB.
    盡職治理 影片連結(可選用)
    Stewardship Video Links (optional)

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