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影響力投資大獎

"*" indicates required fields

Submission ID
Region
Category
Other Submission ID
複製參賽資料 Clone submission
Name of firm
The Flagship Fund's name
The Fund's ISIN Code
Data as of the quarter-end
DD slash MM slash YYYY
Total Fund Size (including all share classes)
Total Number of Portfolio Manager(s)
Total Number of Analysts
Is this an SFDR-approved fund?

支柱能力1:投資方法
Pillar 1: Investment Approach

1. 投資風格一致性:何者在任何條件與狀況下,對維持投資風格一致性負有最終責任。請選擇最接近的選項:
Investment style consistency: Who has the ultimate responsibility for keeping the investment style consistent under all conditions and circumstances? Please select the closest answer.
Additional Remarks, if any (maximum 250 words)
2. 投資風格一致性:若投資風格偏離,對於要負起確保風格一致的最終負責人而言,是否需承擔實質負面後果?
Investment style consistency: If the investment style deviates, are there material, negative consequences for the person with ultimate responsibility for ensuring style consistency?
Additional Remarks, if any (maximum 250 words)
3. 您是否將ESG 視作投資/撤資的重要影響?
Do you take ESG as Investment/Divestment materiality consequences?
已選:是的 - 您認為ESG 對該策略的重大影響程度分配是(總和必須加到 100%)
Selected: Yes - How would you allocate ESG consequences as material impact for this particular strategy? (The sum must add to 100%)
Environmental
Please enter a number from 0 to 100.
Social
Please enter a number from 0 to 100.
Governance
Please enter a number from 0 to 100.
4. ESG 納入投資流程 [v]:ESG 信息是否應用於投資產品的投資流程或盡職治理活動?
ESG as Investment Process [v]: Is ESG information is used in an investment product's investment process or stewardship activities?
Additional Remarks, if any (maximum 250 words)
已選:是
Selected: Yes
已選:作為投資經理,我們努力評估所使用的ESG資訊的可靠性,包括以下內容:
Selected: As investment managers, we allocate efforts to evaluate the reliability of the ESG information used, including the following:
5. 您的旗艦基金是否已獲批准或符合歐盟永續財務揭露規範 (SFDR)?
Is your flagship fund approved or aligned with the EU Sustainable Finance Disclosure Regulation (SFDR)?
已選:是的,我們的基金已獲得批准/符合 SFDR – 第 8 條:聚焦促進環境和社會,並且我們的整合特徵包括公司:
Selected: Yes, our fund is approved/aligned with the SFDR – Article 8: environmental and socially promoting, and our integration Characteristics include the companies:
Selected: Other characteristics that may apply, and please define the qualitative metrics:
已選:是的,我們的基金符合 SFDR – 第 9 條:產品具備永續投資的目標,並且我們的投資活動針對:
Selected: Yes, our fund is aligned with the SFDR – Article 9: products targeting sustainable investments as an objective, and our investment activities are targeted at:
Selected: No, but we are aligned with another framework: Please specify the framework(s) you are aligned with:
6. 您在多大程度上考慮了主要不利影響 (PAI)?
To what extent do you consider Principal Adverse Impact (PAI)?
已選:我們評估的環境關鍵指標包括:
Selected: We assess Environmental KPIs, including:
Selected: Other KPIs that may apply, and please define the qualitative metrics such as deforestation policy, biodiversity protection, water strategy, etc. applicable to the Environmental pillar:
已選:我們評估的社會關鍵指標包括
Selected: We assess Social KPIs, including:
Selected: Other KPIs that may apply, and please define the qualitative metrics such as forced labor, child labor, social grievance mechanisms, supplier code of conduct, etc. applicable to the Social pillar:
已選:我們評估的治理關鍵指標包括:
Selected: We assess Governance KPIs, including:
Selected: Other KPIs that may apply, and please define the qualitative metrics such as anti-corruption policy, anti-competitive legal proceedings, whistleblowing, etc. applicable to the Governance pillar:
7. 您的策略是否符合氣候相關財務揭露工作小組(TCFD)的建議?
Is your strategy aligned with the TCFD recommendations?
已選:是的 - 請解釋針對四大主題採取的政策和行動:
Selected: Yes - Please explain your policies and actions taken towards the four major themes:
Governance: How is your organization’s governance designed around climate-related risks and opportunities?
Strategy: What does your organization’s strategy address the actual and potential impacts of climate-related risks and opportunities on the organization’s businesses, approach, and financial planning?
Risk Management: What are the processes used by your organization to identify, assess, and manage climate-related risks?
Metrics and Targets: What are the high-level metrics and targets used to assess and manage relevant climate-related risks and opportunities?
8. 您的旗艦基金是否符合聯合國可持續發展目標 (UNSDG)?
Is your flagship fund aligned with the United Nations Sustainable Development Goals (UNSDG)?
已選:是的 - 您的目標是實現哪些聯合國可持續發展目標? 請選擇所有適用的選項。
Selected: Yes - Which are UNSDG you have targeted to achieve impact? Please select all that apply.
9. 您的倡議是否旨在創造環境影響? 請選擇所有適用於以下環境主題的選項。
Does your initiative target to create environmental impact? Please select all that apply in the environmental themes below.
Selected: Others - Please specify your initiative target to create environmental impact.
10. 您的倡議是否旨在創造社會影響? 請選擇所有適用於以下社會主題的內容。
Does your initiative target to create social impact? Please select all that apply in the social themes below.
Selected: Others - Please specify your initiative target to create social impact.
11. 您進行影響力投資的主要方法是什麼?請選擇所有適用於您的選項:
What is your primary approach to impact investment? Please select all statements that apply to you:
Selected: Other responses - Please specify your primary approach to impact investment.
Please describe how you measure quantifiable, non-financial returns (i.e., social or environmental impact) post-investment. Minimum 150 words, maximum of 500 words.
What has been the critical social or environmental benefits generated by the fund in the three years to 30 June 2021 (if the fund has a shorter track record, then please mention the results since inception). Minimum 150 words, maximum of 500 words.

支柱能力2:投資組合管理
Pillar 2: Portfolio Management

1. 投資組合層面的 ESG 特徵[iii]:我們已決定將 ESG 標準作為我們的投資組合特徵,其中包括:
Portfolio level ESG characteristics [iii]: We have decided ESG criteria to be used as our portfolio characteristics that include:
2. 基於 ESG 的證券選擇標準[iii]:我們採取措施將具有財務重要性的 ESG 信息與傳統財務信息一起納入投資產品的財務分析和估值:
ESG based Securities Selection criteria[iii]: We take steps to incorporate financially material ESG information alongside traditional financial information in financial analysis and valuation of the investment product's investments:
3. 持有證券數[i]:過去三年內基金平均持有多少證券?請應用備註的公式計算並選擇適用項。
The number of holdings [i]: What is the average number of securities in the fund over the last 3 years?
4. 證券權重:決定每個證券比重的因素是什麼?請選擇所有適用項目。
Security weight: What determines the weight of each security? Please select all that apply:
Additional Remarks, if any (maximum 250 words)
5a. 投資基礎:我們的投資決策主要基於以下幾點。 請選擇所有適用項:
Investment Bases: Our investment decisions are substantively based on the following. Please select all that apply:
Additional Remarks, if any (maximum 250 words)
5b. 撤資基礎:我們撤資決策基於以下幾點。 請選擇所有適用項:
Divestment Bases: Our divestment decisions are substantively based on the following. Please select all that apply:
Additional Remarks, if any (maximum 250 words)
6. 投資組合經理的流動率:過去12個月內,投資組合經理的流動率是多少?請提供負責本策略的投資組合經理的流動率,包括提前退休的經理。
Portfolio managers' turnover: What is the portfolio managers' turnover rate over the last 12 months? Please provide a turnover rate for the PMs responsible for this strategy. Please include those who took early retirement.
7. 分析師的流動率:過去12個月內,分析師的流動率是多少?請提供負責本策略的分析師流動率,包括提前退休的分析師。
Analysts' turnover: What is the analysts' turnover rate over the last 12 months? Please provide a turnover rate for the analysts responsible for this strategy. Please include those who took early retirement.
8. 研究資源:對本基金/策略所涵蓋的證券,每一位分析師平均負責研究多少證券?
Research resources: How many securities does each analyst responsible for this fund cover on average?
9. 研究深度:您的研究決定是仰賴哪一種研究而做出的?請選擇所有適用項:
Research depth: What types of research do you rely on to make investment decisions? Select all that are applicable:
Additional Remarks, if any (maximum 250 words)

支柱能力3:風險管理與績效
Pillar 3: Performance & Risk Management

1. 每位投資者的投資上限[ii]:您是否有限制每位投資者在基金總資產管理規模(AUM)的百分比,以限制任何一位投資人的過度投資?
Investment cap per investor[ii]: Do you limit each investor's investment to a certain percentage of the fund's total AUM to restrict overexposure to any single investor?
已選:是的,我們目前有每位投資者的可以投資該基金的最高限額
Selected: Yes, we currently have a cap and the maximum[iii] each investor can invest into the fund:
2. 該旗艦基金相對於可比的非ESG基準的凈回報率[iv]
The Flagship fund’s NET returns relative to a comparable, non-ESG benchmark [iv]
3. 投資組合流動性:在對公司進行影響投資時,我們考慮公司層面的中短期流動性。 請選擇所有適用項
Portfolio liquidity: When investing in companies for impact, we consider short-to-medium liquidity at the company level. Please select all that apply.
Selected: Other responses - please specify.
4. 回撤恢復:自基金成立以來,從最大回撤恢復需要多長時間[v] 請選擇一個符合的選項
Drawdown recovery: How long did it take for the fund to recover[v] from its maximum drawdown since inception? Please select only one answer.

支柱能力4:盡職治理
Pillar 4: Stewardship

1. 盡職治理行為:已代表投資者開展了盡職治理的行為 [iv], 這些行為包括:
Stewardship Activity: Engagement activities [iv] have been undertaken on behalf of investors to put stewardship into effect. These activities include:
2. 盡職治理範圍 – 監督:我們對被投資對象/潛在被投資對象的監督範圍包括以下內容:
Stewardship Monitoring scope: Our stewardship for investees/potential investees monitoring scopes include the following:
Additional Remarks, if any (maximum 250 words)
3. 盡職治理團隊:設立了一個專門的盡職治理團隊 [iv] 來管理具體的公司和問題,其中包括以下:
Stewardship Team: A dedicated stewardship team [iv] is set up to flag specific companies and issues for engagement which includes the undertakings below:
Additional Remarks, if any (maximum 250 words)
4. 代理投票:在產品層面,我們有透明的代理投票[iv]政策,這是該特定投資策略所獨有的
Proxy Voting: At the product level, we have transparent proxy voting [iv] policies that are unique to this particular investment strategy:
Additional Remarks, if any (maximum 250 words)
已選:是
Selected: Yes
已選:在投票反對管理層時,通常會根據以下問題確定優先級:
Selected: When voting against management, the following issues are typically prioritized based on:
已選:我們可能會在某個問題上投票反對管理層,並且當代理投票委員會在某個問題上投票反對管理層時:
Selected: We may vote against management on an issue, and when the Proxy Voting Committee has voted against management on an issue:
5. 投票披露:請選擇描述貴公司與投票相關的行為說明,可選擇多個適用項
Voting Disclosure: Please select the statements that describe your firm's practices related to voting. You may select more than one statement:
Additional Remarks, if any (maximum 250 words)
6. 參與頻率:在過去一年中,我們與被投資對象/潛在被投資對象就上述重大[ii]問題進行了接觸:請包括集體參與和單獨進行的參與。
Engagement frequency: Teamwide over the last 1 year, we have engaged with investees/potential investees on the material[ii] issues selected above: Please include both collective engagement and engagement conducted on your own.
Additional Remarks, if any (maximum 250 words)
7. 參與披露:您是否向投資人披露了您的主要參與活動及其結果?
Engagement Disclosure: Do you disclose your key engagement activities, along with the outcomes, to investors?
Additional Remarks, if any (maximum 250 words)
8. 實例說明:請提供一個實際的例子來說明您如何執行下列選項之一
Actual Example - Please provide an ACTUAL example of how you executed ONE of the following.
Please briefly describe the critical challenge/s, actions taken, results and lessons learned, in a maximum of 500 words:
支柱能力5:企業責任與實力
Pillar 5: Corporate Responsibility and Strength

請於獨立「支柱能力5:企業責任與實力」問卷完成此支柱能力。對於貴公司申報的所有投資策略,您只需要對支柱能力5提供一次回答。 Please complete this pillar in separate "Pillar 5: Corporate Responsibility and Strength" questionnaire. You will only need to respond to Pillar 5 ONCE for all your firm's investment strategies.
請提供以下附件
- SITCA或其當地主管機關核准之基本資料
- 基金公開說明書
- 簡式公開說明書
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