Capability Award – Most Innovative ETF

Most Innovative ETF

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Name of firm*

1. Value proposition: This ETF was designed to meet the following investor needs.

Please select all that apply.

Others - Please specify.

2. Product idea: The ETF was developed as a result of the following.

Please select all that apply.

Institutional investors' request to fill an unmet need

Retail investors' request to fill an unmet need

Our firm's observation that there is an unmet need

Our firm's belief that we can develop a more compelling product than our competitors; there are similar ETFs already in the market and our ETF is an improvement

3. Product design: We've ensured that this ETF has the following attributes.

Please select all that apply.

There is sufficient liquidity in both the ETF's primary and secondary markets, so that the ETF can trade at or very close to fair value (i.e. the underlying NAV)

Under ordinary market conditions, the ETF's underlying securities are liquid enough for us to rebalance the portfolio regularly and to deliver the stated value propositions without undue risks and costs

The ETF has committed, experienced and well-resourced lead market makers

The ETF can be easily understood by smaller or retail investors

4. Backtests: During product development, we backtested the relevant market/s to determine this ETF's behavior under different market conditions.

Please select only one response.

Our backtest covered the last 10 years or more; even under the most stressed market conditions, the ETF was not able to deliver its propositions for FEWER THAN 3 months

Our backtest covered the last 10 years or more; under the most stressed market conditions, the ETF was not able to deliver its propositions for MORE THAN 3 months

Our backtesting did NOT cover the relevant market/s' most stressed periods over at least the last 10 years

We did not perform any backtests

5. Bid-ask spread: What is the ETF's average bid-ask spread over the last 1 year to 30 June 2021?

Please select only one response.

Above 2%

Between 1.5% - 2%

Between 1% - 1.5%

Between 0.5% - 1%

Between 0.25% - 0.5%

Below 0.25%

6. Manager experience: How long has the manager of this ETF been managing similar ETFs?

You may include ETF management experience gained in other firms. Please select only one answer.

Less than 1 year

1 - 2 years

3 - 5 years

More than 5 years but fewer than 10 years

10 or more years

7. Contribution to the ETF sector: Please describe how your innovation has helped, is helping or can help improve investors' asset allocation, diversification, risk management, cost savings and/or other significant investor needs.

Maximum 1000 words.

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Most Innovative ETF

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