JUDGING SCORECARD - SUSTAINABLE ETF
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5
20%
TID
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Juror ID
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1. Please rate the Index selection - Materiality Factors
To what extent will ESG materiality factors influence the ultimate decisions on index selection?
No Consideration
Some Influence
Huge Influence
Determinant Factor
Environmental materiality factors
Social materiality factors
Governance materiality factors
ESG as an integral part of risk and portfolio management
Alignment with a Sustainability Framework/Guideline
Comments for the team's taking ESG as materiality factors for investment decisions
Strengths
Areas for Improvements
2. Please rate the team's Scope of ESG Integration and Impact capability by their strength:
How is the investment manager incorporating ESG into their index-tracking process?
Poor
Acceptable
Very good
Exceptional
Extensive ESG research, analysis, information gathering for index selection
Integrating ESG to key risk and financial metrics
Driving positive environmental and social impact
ESG related risks and opportunities is part of stewardship, monitoring, voting and engagement
Comments for the team's ESG integration extensivity
Strengths
Areas for Improvements
3. Engagement and Monitoring
Despite being a passive investor, whether the team takes on Active Ownership in Stewardship activities including Engagement and Monitoring of the companies in the constituent?
Poor
Ambiguous
Acceptable
Very Good
Exceptional
Engaging on suboptimal ESG practices
Engaging and monitoring on overall material risks
Engagement Frequency
Engagement activities disclosed and communicated with investors effectively
4. Voting, Disclosures, and Reporting
Disclosures on engagement and voting availability to ALL investors, from retail to institutional asset owners
Poor
Ambiguous
Acceptable
Very Good
Exceptional
Governance and voting principles for proxy voting
Voting outcome and rationale disclosures
Record keeping of meetings, voting and stewardship activities
Reporting on companies fulfilling stewardship obligations on suboptimal performances
Comments for Voting, disclosures, and reporting
Strengths
Areas for Improvements
Please give an Overall Score below:
All factors considered, how would you rate the team's ESG integration strategy and its execution? Please score below: (0: lowest; 10: highest)
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Overall comment
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